Bringing Together People, Business and Technology™

Services We Offer

• Preliminary Assessment of Existing Internal Control Framework
• Action Plan and Strategy Development for SOX Section 404 Compliance
• Documentation of Procedures and Processes
• Documentation of Internal Control Framework
• Testing and Identification of Internal Controls
• Education and Training
• Technology Solution and Tools Selection
• Implementation of Process Improvement Suggestions
• Rollout & Implementation of Technology Solution
• Program Management

Components and Structure of Our Engagement

• Initial planning and determination of financial and related information to be accumulated for assessment
• Entity risk assessment - identification of financially material and high-risk areas to be documented and assessed for appropriate control
• Meet and obtain agreement of management and external auditor related to entity risk assessment
• Documentation of systems and controls in place in identified material or high-risk areas
• Documentation of IT controls area
• Review of documentation and analysis of controls in place and identification of gaps
• Remediation or redesign of controls that are not adequate
• Determination of controls being relied upon
• Design of appropriate testing for controls being relied upon
• Testing of controls
• Coordination with the external auditor and management
• General meetings, consultation and related